Multi-Objective Optimized Machine Learning for Early Fault Detection in Water-Cooled Chillers

Authors

  • Nguyen Duc Thanh Faculty of Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Ho Chi Minh City, Viet Nam https://orcid.org/0009-0008-7632-573X
  • Dinh Anh Tuan Tran Faculty of Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Ho Chi Minh City, Viet Nam https://orcid.org/0000-0002-7860-845X

DOI:

https://doi.org/10.31272/jeasd.3917

Keywords:

EWMA Control Chart, Fault Detection and Diagnosis, M5P Model Tree, Multi-Objective Optimization, NSGA-III

Abstract

In large office buildings and commercial complexes, HVAC systems account for nearly two-thirds of total electricity consumption. However, early fault detection and diagnosis (FDD) in water-cooled chillers remains challenging because faults usually develop slowly, produce weak initial signatures, and exhibit strongly nonlinear thermodynamic behavior. Moreover, overlapping operational characteristics between faults make accurate diagnosis under mild and moderate conditions difficult. Previous studies using the ASHRAE RP-1043 dataset reported limited diagnostic performance for incipient faults, particularly refrigerant leakage and condenser fouling. To address these gaps, this study proposes a hybrid optimization-based FDD framework for early fault diagnosis in water-cooled chillers, integrating the Non-Dominated Sorting Genetic Algorithm III with Local Search (NSGA-III-LS) and the M5 Prime regression model for hyperparameter tuning and nonlinear operational modeling.  The proposed framework offers a balanced trade-off between fault sensitivity, residual stability, and diagnostic accuracy. Validation results demonstrate high detection rates of 62.5-95.83% for mild faults and nearly 100% for severe faults, outperforming conventional methods, especially during incipient fault stages. The proposed method also supports earlier detection of abnormal thermal behavior, contributing to energy savings of approximately 15-30%, extended equipment lifespan, and more effective predictive maintenance planning.

Author Biographies

Nguyen Duc Thanh, Faculty of Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Ho Chi Minh City, Viet Nam

- B.Eng.degree from Faculty of Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Ho Chi Minh City, Viet Nam.

- I am currently pursuing the Master's degree  at the Faculty Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Vietnam.

 

Dinh Anh Tuan Tran , Faculty of Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Ho Chi Minh City, Viet Nam

- PhD (Civil engineering), Hunan University, Changsha, Hunan, China.

- Vice Dean of the Faculty of Heat and Refrigeration Engineering, Industrial University of Ho Chi Minh City, Viet Nam.

 

   

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Key Dates

Received

2026-02-04

Revised

2026-07-18

Accepted

2026-08-06

Published Online First

2026-08-25

How to Cite

Thanh, N. D. ., & Tran , D. A. T. . (n.d.). Multi-Objective Optimized Machine Learning for Early Fault Detection in Water-Cooled Chillers. Journal of Engineering and Sustainable Development, 30(5), 605-617. https://doi.org/10.31272/jeasd.3917